Tarun Sapahia

Senior Manager, Risk Consulting

乐鱼（Leyu）体育官网 Crown Dependencies

Tarun is a seasoned professional with extensive experience in financial sector regulation and supervision. Prior to joining 乐鱼（Leyu）体育官网, he worked for regulators in both emerging markets and advanced international financial centers, including India, the Cayman Islands, and Jersey for over 13 years. Through this work, he has developed a deep understanding of financial services regulations and international regulatory standards.

At 乐鱼（Leyu）体育官网, Tarun leverages his comprehensive regulatory knowledge to provide high-quality risk and compliance services.

Tarun specialises in:

  1. Financial services regulatory and risk engagements.
  2. Regulatory and compliance advice.
  3.  Remediation support
  4.  Effectiveness testing and Skilled person reviews.
  5.  Undertaking reviews in areas such as governance, conduct, financial crime (AML/CFT/CPF), Sanctions and internal audit.

During his 13 years working for regulators, Tarun has experience in the regulation and supervision of a diverse range of entities, including Investment Business, Trust Company Business, Banking, Funds Service Business, Securities Managers, Securities Advisers, Broker-Dealers, Market Makers, Virtual Asset Service Providers, Stock Exchanges, Derivative Exchanges, Clearing Corporations, Central Securities Depositories, Portfolio Managers, Investment Advisors, Alternative Investment Funds, Proxy Advisors, and Venture Capital.

  • Certified Financial Risk Manager (FRM), Global Association of Risk Professionals (GARP)

  • Master in Wealth Management, Singapore Management University

  • Post Graduate Diploma in Management, Jaipuria Institute of Management, Lucknow, India

  • Executive Certificate - Alternative Investments Program, Yale School of Management, Connecticut, US

  • Certified Financial Risk Manager (FRM), Global Association of Risk Professionals (GARP)